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- Individual/Joint Account Opening Form
- Fees and Charges
- W-8BEN Cert. of Foreign Status of Beneficial Owner for US Tax Withholding and Reporting (Individuals)
- Anti-Money Laundering Enhanced Customer Due Diligence
- External Witness Declaration
- Third Party Authorization To Operate Account
- Client Money Standing Authority
- Risk Profile Questionnaire
- Derivatives Knowledge Questionnaire
- General Knowledge on Derivatives Course
- Northbound China Connect Transaction
- Self Certification Form - Individual (Transfer to the Inland Revenue Department)
- Self Certification Form - Entity (Transfer to the Inland Revenue Department)
- Self Certification Form - Controlling Person (Transfer to the Inland Revenue Department)
- Personal Information Collection Statement under the Hong Kong Investor Identification Regime (HKIDR) and Over-the-counter Securities Transactions Reporting Regime (OTCR)
- Client Agreement
- Deposit Advice
- Withdrawal Instruction
- Account(s) Inter-Transfer
- Physical Scrip Withdrawal Instruction
- Physical Scrip Deposit Instruction (Standard Form Of Transfer)
- Settlement Instruction - Stock
- Settlement Instruction - Fund
- Settlement Instruction - Bond
- Fund Subscription Form
- Fund Redemption Form
- Fund Switching Form
- Bond Subscription Form
- Bond Redemption Form
- OTC Derivative Product Subscription Form
- IPO Application Form
- Real Time Quote Service Application Form
- Request of Account Certification / Statement Duplicates Form
- Change of Particulars
- Notice of Service/Account Termination
- Reactivate Account Form - Renew Client Personal Profile
- Account Type Amendment Form
- General Meeting Voting Form
- Client Risk Level Application Form
- Annual Renewal Memo